Breaking Silos: Portfolio Oversight & Execution

Driving Scalable Growth Through Innovation:
Fintex partnered with a top Canadian institution to transform portfolio management with an AI-powered platform that empowers advisors, boosts compliance, and drives scalable growth.

Challenge

How do we streamline a complex and inconsistent portfolio management journey?

A major Canadian financial institution managing over $200 billion in AUM faced inefficiencies across its portfolio management journey. Investment Advisors, Associates, Risk/Compliance Officers, and Branch Managers were burdened with disparate, specialized systems, leading to time-consuming manual processes prone to errors, lack of scalability for advisory teams managing larger books of business, and inefficient workflows requiring multiple platforms for portfolio oversight, rebalancing, compliance, and model management.

“By unifying fragmented systems, we’ve built a foundation for more efficient, scalable, and client-focused portfolio management."

Jerome Moodie, Fintex CPO

Fintex Solution

A Unified, Scalable Portfolio Implementation Platform

Fintex developed a comprehensive product strategy that consolidates and enhances the portfolio implementation experience. Our solution focuses on streamlining workflows, improving compliance, and driving efficiency

Enhancements

How We Helped

Key Enhancements

Householding & portfolio oversight for holistic portfolio management
Asset Allocation, location, & rebalancing for optimized investment decisions
Model management for scalable, data-driven portfolio construction
Compliance & risk monitoring to ensure regulatory alignment
Fee billing integration for transparent, automated charge calculations
AI-powered portfolio implementation—leveraging AI assistants & integrated workflows to enhance decision-making and execution

The Impact

A Centralized, Scalable Investment Solution

The new platform is set to consolidate over three investment solutions into a single central UI, reducing time spent on tasks and enhancing scalability for Advisors. By streamlining rebalancing, compliance, and model management, the institution is empowering advisory teams to manage larger books of business without increasing headcount.

Aharon Kagedan

Managing Director, Digital Wealth, Tangerine

Fintex and its founders have been my go-to partners for nearly a decade, building digital solutions for clients and the advisor community in Wealth Management. The team at Fintex is unique in that they bring outstanding development, solution architecture and system integration capabilities paired with expert domain knowledge and product management discipline - particularly, in wealth management. Fintex leadership and solution architects intimately understand business needs, allowing them to build digital solutions that truly stand out for your business and your clients. Fintex focuses equally on function and form and works intensively and constructively with internal technology teams to bring forward solutions that work, delight users and, importantly, will stand the test of time.

Empowering Wealth Managers with smarter, faster, and more impactful proposals.

Stats

$ 25b

% 40

Fintex at a Glance ■ A snapshot of the results we’ve delivered over years of strategic partnerships.

$25b

Capital Facilitated

35-40%

Average Cost Savings

5k+

Advisors Supported

2.5k+

Concurrent Users